Unclaimed
Art Cardenas is a financial advisor who has been in the industry since 2000. Art is currently registered with LPL Financial LLC in Rancho Cucamonga, CA. Art has experience with various financial products and services, including investment company products and variable contracts, general securities, and securities industry essentials. Art has been registered in the state of California, and has also been registered with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/09/2011 - Present
LPL Financial LLC (RANCHO CUCAMONGA CA)
CA
03/09/2011 - 04/21/2011
GIRARD SECURITIES, INC. (REDLANDS CA)
CA
08/25/2010 - 02/11/2011
QA3 FINANCIAL CORP. (REDLANDS CA)
CA
07/10/2009 - 08/25/2010
MML INVESTORS SERVICES, INC. (ONTARIO CA)
CA
02/23/2000 - 07/01/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RIVERSIDE CA)
BC
Issued 04/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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