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Arshad Amin Ajani

Houlihan Lokey Capital, Inc.

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About Arshad Amin Ajani

Arshad Amin Ajani is a financial professional with over five years of experience in the securities industry. Arshad holds a Series 79, Series 63, and Series 7TO license. Arshad is currently registered with Houlihan Lokey Capital, Inc. in New York. Prior to this, Arshad worked at Jefferies LLC and BNP Paribas Securities Corp. Arshad is a licensed Investment Banking Registered Representative, and has experience in the securities industry.

Firm Information

Arshad Ajani is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arshad Ajani’s Registration & Firm History

NY

06/30/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

06/18/2019 - 05/31/2023

JEFFERIES LLC (NEW YORK NY)

NY

08/09/2018 - 06/24/2019

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arshad Amin Ajani.
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