Unclaimed
Arshad Amin Ajani is a financial professional with over five years of experience in the securities industry. Arshad holds a Series 79, Series 63, and Series 7TO license. Arshad is currently registered with Houlihan Lokey Capital, Inc. in New York. Prior to this, Arshad worked at Jefferies LLC and BNP Paribas Securities Corp. Arshad is a licensed Investment Banking Registered Representative, and has experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
06/18/2019 - 05/31/2023
JEFFERIES LLC (NEW YORK NY)
NY
08/09/2018 - 06/24/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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