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Arpad John Tota

Thrivent Investment Management Inc.

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About Arpad John Tota

Arpad John Tota is a financial advisor at Thrivent Investment Management Inc. Arpad has over 13 years of experience in the financial services industry. Arpad has a Series 7TO, Series 66, and SIE licenses. Arpad specializes in working with individuals and families, churches and non-profit sharing retirement accounts, and corporations or other businesses. Arpad is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals. Arpad is also a member of the Kiwanis Club of Santee Foundation and the Kiwanis Club of Santee, where Arpad is actively involved in community service activities.

Firm Information

Arpad Tota is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arpad Tota’s Registration & Firm History

CA

09/03/2024 - Present

Thrivent Investment Management Inc. (SANTEE CA)

CA

05/24/2021 - 06/10/2024

BANKERS LIFE SECURITIES, INC. (SAN DIEGO CA)

CA

04/12/2021 - 04/27/2021

TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 05/19/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Arpad John Tota. Review regulatory record here.
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