Unclaimed
Arooshi Rupsha Barua is a financial advisor who is currently registered with Goldman Sachs & Co. LLC. Prior to joining Goldman Sachs, Arooshi worked at RBC Capital Markets, LLC. Arooshi has passed the Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
03/03/2021 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
05/07/2019 - 02/04/2021
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 05/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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