Unclaimed
Aron Healy is an investment advisor representative registered in Washington and New York. Aron has over 17 years of experience in the financial services industry. Aron is currently employed by Neuberger Berman BD LLC. Aron holds a Series 6, 7, 63 and 65 license and the SIE exam. Aron Healy has previously been registered with Franklin/Templeton Distributors, Inc., PFPC Distributors, Inc., and American Investors Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WA
01/23/2018 - Present
Neuberger Berman BD LLC (Kirkland WA)
CA
05/20/2008 - 10/23/2017
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
ME
01/02/2008 - 04/28/2008
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
CA
12/04/2007 - 12/10/2007
AMERICAN INVESTORS COMPANY (SAN RAMON CA)
CA
02/26/2003 - 06/15/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 01/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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