Unclaimed
Arnold Thompson is an investment advisor representative and has been in the industry since 2010. Arnold is currently registered with State Farm Investment Management Corp. and has previously been registered with E*TRADE SECURITIES LLC and USAA FINANCIAL ADVISORS, INC. Arnold's registration with State Farm Investment Management Corp. became effective on October 3, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
10/03/2023 - Present
State Farm Investment Management Corp. (Wesley Chapel FL)
FL
06/02/2023 - 08/08/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
FL
12/02/2010 - 04/10/2014
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
BC
Issued 07/05/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/22/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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