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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Lies is a financial advisor with over 30 years of experience in the financial services industry. Arnold has been with Morgan Stanley since 2009 and has extensive experience in various areas, including financial planning, portfolio management, and investment advisory services. Arnold is registered with the state of Illinois and holds several professional licenses, including Series 63, 65, 7, and 53. Arnold also has a strong track record of providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/01/2009 - Present
Morgan Stanley (Lisle IL)
IL
11/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LISLE IL)
IL
03/29/1989 - 12/15/2008
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NA
12/01/1988 - 02/11/1989
ILLINOIS COMPANY INVESTMENTS, INC.
IA
Issued 08/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1984
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/1984
Series 4 - Registered Options Principal Examination
BC
Issued 08/16/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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