Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Schwartz is a registered representative with Wealthpenn.comllc. Arnold has been in the industry since 1978 and is licensed in several states. Arnold is registered as an investment advisor representative and has a Series 7, Series 5, Series 63, and SIE license. Prior to joining Wealthpenn.comllc, Arnold was employed by CITIGROUP GLOBAL MARKETS INC. and MORGAN STANLEY SMITH BARNEY. Arnold provides investment advice and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
02/24/2020 - Present
Morgan Stanley (Las Vegas NV)
NV
05/13/1980 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HENDERSON NV)
NA
03/15/1978 - 08/12/1992
DEAN WITTER REYNOLDS INC.
BC
Issued 4/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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