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Arnold Sarabella

Brean Capital, LLC

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About Arnold Sarabella

Arnold Sarabella is a financial professional with over 20 years of experience in the industry. Arnold is currently registered with Brean Capital, LLC, and has been with the firm since 2013. Arnold has held various positions at prominent firms including Hunt Financial Securities, Gleacher Partners LLC, Gleacher & Company Securities, Inc., and Broadpoint Amtech, Inc. Arnold holds a variety of licenses including Series 7, 63, 24 and 99TO. Arnold specializes in providing financial advice and investment services to clients.

Firm Information

Arnold Sarabella is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arnold Sarabella’s Registration & Firm History

NY

10/07/2013 - Present

Brean Capital, LLC (NEW YORK NY)

NY

05/24/2019 - 04/19/2022

HUNT FINANCIAL SECURITIES (New York NY)

NY

01/21/2011 - 07/12/2013

GLEACHER PARTNERS LLC (NEW YORK NY)

NY

07/02/2008 - 07/12/2013

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

05/14/2010 - 08/23/2010

BROADPOINT AMTECH, INC. (NEW YORK NY)

NY

04/18/2007 - 05/16/2008

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

09/06/2005 - 05/02/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/25/2002 - 12/02/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/06/2001 - 11/07/2001

BONDBOOK, LLC (NEW YORK NY)

NY

02/10/2000 - 03/26/2001

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

02/11/1998 - 02/10/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2009

Series 24 - General Securities Principal Examination

BC

Issued 02/06/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Arnold Sarabella.
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