Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Aldus is an active investment advisor representative with over 25 years of experience. Arnold is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He is licensed to provide investment advisory services in California, Florida, Iowa, Kentucky, Nevada, Ohio, Oregon, Tennessee, Texas, Utah, and Washington. Arnold is also registered with the Securities Industry and Financial Markets Association (FINRA). Prior to joining Merrill Lynch, Arnold was employed with MML Investors Services, Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/15/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MURRIETA CA)
CA
06/24/1997 - 06/09/2010
MML INVESTORS SERVICES, INC. (MURRIETA CA)
CA
02/24/1996 - 06/25/1997
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NY
03/27/1997 - 06/12/1997
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
AZ
07/26/1995 - 10/30/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 01/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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