Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Morton Taub is an investment advisor representative with Oppenheimer & Co. Inc. Arnold has been in the industry since 1968. Arnold has passed the Series 1, 7TO, 63, 65, and SIE exams. Arnold is currently registered with the state of New Jersey and New York for both Broker-Dealer and Investment Advisor activities. Arnold was previously employed by CIBC WORLD MARKETS CORP., Lehman Brothers Inc., Lehman Brothers Kuhn Loeb Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith, Inc., Loeb, Rhoades & Co. Inc. and E. F. HUTTON & COMPANY INC. Arnold has experience in a variety of investment specializations including; fixed income, options, mutual funds, exchange-traded funds, retirement planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/01/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/01/1983 - 06/13/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/29/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
09/26/1978 - 06/20/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/17/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
04/04/1977 - 12/18/1977
LOEB, RHOADES & CO. INC.
NA
07/14/1971 - 04/25/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
08/14/1968 - 07/28/1971
E. F. HUTTON & COMPANY INC
IA
Issued 06/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1978
PC - AMEX Put and Call Exam
BC
Issued 08/12/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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