Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Taub is a financial professional with over 50 years of experience in the financial services industry. Arnold has been registered with Oppenheimer & Co. Inc. since 2003 and has also been registered with CIBC World Markets Corp., Lehman Brothers Inc., Lehman Brothers Kuhn Loeb Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith, Inc. and E. F. Hutton & Company Inc. Arnold is a Series 7TO, SIE, PC and Series 1 Registered Representative and holds a Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/01/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/01/1983 - 06/13/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/29/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
09/26/1978 - 06/20/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/17/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
04/04/1977 - 12/18/1977
LOEB, RHOADES & CO. INC.
NA
07/14/1971 - 04/25/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
08/14/1968 - 07/28/1971
E. F. HUTTON & COMPANY INC
IA
Issued 6/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/6/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/19/1978
PC - AMEX Put and Call Exam
BC
Issued 8/12/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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