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Arnold Michael Rosenbaum

Park Avenue Securities LLC

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About Arnold Michael Rosenbaum

Arnold Michael Rosenbaum is a financial professional with over 50 years of experience in the financial services industry. Arnold is a Registered Representative and Investment Advisor Representative with Park Avenue Securities LLC. Arnold has held previous roles at New England Securities and GLICOA Associates, Inc. Arnold holds the Series 1, 7TO, SIE, and 66 licenses. Arnold is a Certified Financial Planner and a Chartered Financial Consultant. Arnold provides financial planning, portfolio management for individuals, educational seminars, and selection of other advisers.

Firm Information

Arnold Rosenbaum is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arnold Rosenbaum’s Registration & Firm History

NY

01/04/2006 - Present

Park Avenue Securities LLC (NEW YORK NY)

NY

11/23/1971 - 08/19/1999

NEW ENGLAND SECURITIES (NEW YORK NY)

NA

10/07/1968 - 08/02/1971

GLICOA ASSOCIATES, INC.

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Licenses & Designations

BOTH

Issued 11/16/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arnold Michael Rosenbaum.
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