Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold? Claim Your ProfileArnold Lloyd Miot is a financial advisor with over 27 years of experience in the industry. Arnold is currently registered with LPL Financial LLC in Rockville Centre, New York. Previously, Arnold has worked for firms such as Empire State Financial, Inc., U.S. Financial Investments, Inc. and Harbor Financial Services, LLC. Arnold has a strong background in securities and financial planning and holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
09/05/2024 - Present
LPL Financial LLC (ROCKVILLE CENTRE NY)
NY
03/27/2014 - 08/21/2024
EMPIRE STATE FINANCIAL, INC. (LONG BEACH NY)
NY
01/02/2008 - 03/20/2014
U.S. FINANCIAL INVESTMENTS, INC. (NEW YORK NY)
NY
08/01/2006 - 12/18/2007
HARBOR FINANCIAL SERVICES, LLC (ROCKVILLE CENTRE NY)
NY
05/29/2001 - 04/17/2006
NATIONAL SECURITIES CORPORATION (VALLEY STREAM NY)
FL
07/22/2004 - 08/04/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
01/04/1999 - 05/11/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/06/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
03/13/1997 - 06/13/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
02/14/1997 - 05/21/1997
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NJ
12/13/1996 - 02/12/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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