Unclaimed
Arnold Bassett is a financial advisor with over 16 years of experience in the industry. Arnold has been registered with TIAA-CREF Individual & Institutional Services, LLC since August 2021, and previously worked with J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., PRINCIPAL FUNDS DISTRIBUTOR, INC., and AMERIPRISE FINANCIAL SERVICES, INC.. Arnold specializes in providing financial advice to individuals, high-net-worth individuals, and businesses. Arnold is registered to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
08/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Sacramento CA)
TX
10/01/2012 - 06/08/2016
J.P. MORGAN SECURITIES LLC (LEWISVILLE TX)
TX
12/09/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LEWISVILLE TX)
CA
12/07/2005 - 05/15/2009
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
MN
12/14/2004 - 10/21/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/14/2004 - 10/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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