Unclaimed
Arnold Javier Rivas-griswold is a financial advisor licensed in Texas and New York. Arnold Javier Rivas-griswold joined PFS Investments Inc. in March 2023 and is based out of the Houston office. Arnold Javier Rivas-griswold has a Series 63 license as well as the Series 6TO and the SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
03/06/2023 - Present
PFS Investments Inc. (HOUSTON TX)
BC
Issued 04/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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