Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnold i? Claim Your ProfileArnold Irwin Alpert is an investment professional with over 50 years of experience in the financial services industry. Arnold is a registered representative with UBS Financial Services Inc. in Phoenix, Arizona. Arnold has previously held positions with CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., BEAR, STEARNS & CO., DOMINICK & DOMINICK, INCORPORATED, and HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED. Arnold holds several industry licenses including Series 7, Series 63, Series 65, and Series 5.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
08/17/2006 - Present
UBS Financial Services Inc. (PHOENIX AZ)
CA
07/31/1993 - 08/24/2006
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
NY
05/11/1964 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/27/1973 - 11/05/1983
BEAR, STEARNS & CO.
NA
06/26/1973 - 11/15/1973
DOMINICK & DOMINICK, INCORPORATED
NA
05/14/1964 - 05/30/1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 06/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/11/1964
Series 000 - General Securities Principal Examination
BC
Issued 05/11/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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