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Arnold Harry Rozany

Benjamin F. Edwards & Company, Inc.

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About Arnold Harry Rozany

Arnold Rozany is a financial advisor in the Danbury, Connecticut area, and is registered with Benjamin F. Edwards & Company, Inc. Arnold has been a financial advisor since 1976, and has experience with a wide range of investment products and services. Arnold is committed to providing his clients with personalized financial advice and guidance. Arnold is licensed to provide investment advice and services in a number of states, including California, Connecticut, Florida, New Hampshire, New Jersey, and Texas.

Firm Information

Arnold Rozany is currently registered with Benjamin F. Edwards & Company, Inc.. Benjamin F. Edwards & Company, Inc. is a Corporation headquartered in ST. LOUIS, MO, United States. Established in 2008, the firm provides financial planning, pension consulting, educational seminars, and other advisory services. The firm's assets under management are over $13 billion and they have a network of 518 registered representatives serving individual and institutional clients. They are registered with the SEC and in 53 states.
Benjamin F. Edwards & Company, Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$13.16B

Assets Under Management

23

Total Clients

493

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arnold Rozany’s Registration & Firm History

CT

02/23/2011 - Present

Benjamin F. Edwards & Company, Inc. (DANBURY CT)

CT

01/01/2008 - 11/15/2010

WELLS FARGO ADVISORS, LLC (DANBURY CT)

CT

06/24/1985 - 01/03/2008

A. G. EDWARDS & SONS, INC. (DANBURY CT)

NA

10/31/1980 - 07/15/1985

E. F. HUTTON & COMPANY INC

NA

06/11/1974 - 06/07/1978

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 06/16/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/20/1986

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1981

Series 5 - Interest Rate Options Examination

BC

Issued 11/14/1980

PC - AMEX Put and Call Exam

BC

Issued 10/18/1980

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Arnold Harry Rozany. Review regulatory record here.
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