Unclaimed
Arnold Rozany is a financial advisor in the Danbury, Connecticut area, and is registered with Benjamin F. Edwards & Company, Inc. Arnold has been a financial advisor since 1976, and has experience with a wide range of investment products and services. Arnold is committed to providing his clients with personalized financial advice and guidance. Arnold is licensed to provide investment advice and services in a number of states, including California, Connecticut, Florida, New Hampshire, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
02/23/2011 - Present
Benjamin F. Edwards & Company, Inc. (DANBURY CT)
CT
01/01/2008 - 11/15/2010
WELLS FARGO ADVISORS, LLC (DANBURY CT)
CT
06/24/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANBURY CT)
NA
10/31/1980 - 07/15/1985
E. F. HUTTON & COMPANY INC
NA
06/11/1974 - 06/07/1978
FIRST INVESTORS CORPORATION
BC
Issued 06/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/14/1980
PC - AMEX Put and Call Exam
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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