Unclaimed
Arnold Adkins is an investment advisor representative with Empower Advisory Group, LLC, located in Oceanside, California. Arnold has been in the financial services industry since 2005 and has worked with a number of firms including Park Avenue Securities LLC, E*TRADE SECURITIES LLC and Ameriprise Financial Services, INC. Arnold holds the Series 7, 63, and 65 licenses and is registered to provide investment advice in 52 states. Arnold specializes in investment advisory services for individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/27/2022 - Present
Empower Advisory Group, LLC (Oceanside CA)
CA
08/10/2020 - 07/18/2022
PARK AVENUE SECURITIES LLC (SAN DIEGO CA)
CA
12/01/2008 - 10/01/2009
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
04/21/2008 - 08/12/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (SANTA MONICA CA)
CA
05/26/2005 - 08/29/2007
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
MN
05/26/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/20/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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