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Arnold Fredrick Gonsalves

Natwest Markets Securities Inc.

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About Arnold Fredrick Gonsalves

Arnold Fredrick Gonsalves is a financial professional with over 4 years of experience in the securities industry. Arnold is currently registered with Natwest Markets Securities Inc. and holds licenses including Series 7, Series 24, Series 63, and Series 79. Arnold is registered in 49 states.

Firm Information

Arnold Gonsalves is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arnold Gonsalves’s Registration & Firm History

CT

05/01/2019 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2020

Series 24 - General Securities Principal Examination

BC

Issued 07/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/01/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arnold Fredrick Gonsalves.
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