Unclaimed
Arnold Connor is an investment advisor representative with Cetera Investment Advisers LLC. Arnold has been in the industry since 1994 and has a broad range of experience. Arnold is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 6, 7, 63 and 65 license. Arnold also has experience with a variety of investment products and services. Before joining Cetera Investment Advisers LLC, Arnold worked at VOYA FINANCIAL ADVISORS, INC.. Arnold has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
VA
08/03/1994 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (VIENNA VA)
MN
06/20/1994 - 08/10/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 06/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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