Unclaimed
Arnaud Levy is a financial advisor registered in California, Massachusetts and New York with Finalis Securities LLC. Arnaud has been in the industry since 2008. Arnaud has a Series 7, Series 63, Series 79TO and a SIE license. Previously Arnaud worked at Columbia Capital Securities, Inc. in Los Angeles, California and Trump Securities, LLC in Boca Raton, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2022 - Present
Finalis Securities LLC (New York NY)
CA
06/26/2012 - 06/14/2022
COLUMBIA CAPITAL SECURITIES, INC. (Los Angeles CA)
FL
03/19/2008 - 12/31/2011
TRUMP SECURITIES, LLC (BOCA RATON FL)
BC
Issued 06/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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