Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arnaldo? Claim Your ProfileArnaldo Capote has been in the financial services industry for over 20 years. Arnaldo is currently registered with Clear Street LLC and has held previous positions at Precision Securities, LLC, SageTrader, LLC, VTrader Pro, LLC, Transcend Capital, LP, VTrader, LLC, Millennium Brokerage, LLC, Citigroup Global Markets Inc. and Dean Witter Reynolds Inc. Arnaldo has a wide range of experience in the financial services industry, including securities trading, futures trading and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/07/2022 - Present
Clear Street LLC (Del Mar CA)
CA
06/01/2020 - 10/02/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
CA
01/03/2007 - 06/02/2020
SAGETRADER, LLC (SAN FRANCISCO CA)
CA
12/06/2006 - 10/31/2012
VTRADER PRO, LLC (SAN FRANCISCO CA)
TX
09/27/2005 - 08/15/2007
TRANSCEND CAPITAL, LP (AUSTIN TX)
CA
05/01/2006 - 12/06/2006
VTRADER, LLC. (SAN FRANCISCO CA)
NJ
07/10/2003 - 09/24/2003
MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)
NY
07/27/2000 - 05/02/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/20/1999 - 06/19/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 09/10/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/2008
Series 44 - PCX Market Maker Exam
BC
Issued 08/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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