Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Armando? Claim Your ProfileArmando Cruz is a financial advisor with over 20 years of experience in the industry. Armando is currently registered with Robert W. Baird & Co. Inc., a firm with over $287 Billion in assets under management. Armando has held previous positions with RBC Capital Markets, LLC, McAdams Wright Ragen, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Armando is a Series 6, 7, 63, 65, and 66 licensed advisor. Armando offers a range of advisory services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
08/24/2022 - Present
Robert W. Baird & Co. Inc. (Seattle WA)
WA
01/20/2017 - 08/23/2022
RBC CAPITAL MARKETS, LLC (KIRKLAND WA)
WA
11/07/2014 - 01/23/2017
ROBERT W. BAIRD & CO. INCORPORATED (Bellevue WA)
WA
01/07/2014 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (BELLEVUE WA)
WA
04/04/2012 - 05/30/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
01/03/2011 - 06/23/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
01/12/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
CA
05/02/2001 - 11/26/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/13/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
06/21/1994 - 08/10/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 05/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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