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Armando Joel Cruz

Charles Schwab & CO., Inc.

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About Armando Joel Cruz

Armando Joel Cruz is an active Registered Representative with Charles Schwab & CO., Inc., with over 15 years of experience in the financial services industry. Armando has a wide range of experience and holds the Series 6, 7, 26, and 63 securities licenses, as well as the SIE exam. Prior to joining Charles Schwab, Armando held positions at NEUBERGER BERMAN BD LLC, NEUBERGER BERMAN MANAGEMENT LLC, and LEGG MASON INVESTOR SERVICES, LLC. Armando’s firm provides financial planning, selection of other advisors, and a wrap fee program.

Firm Information

Armando Cruz is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Armando Cruz’s Registration & Firm History

FL

07/26/2023 - Present

Charles Schwab & CO., Inc. (Orlando FL)

NY

01/05/2016 - 02/17/2022

NEUBERGER BERMAN BD LLC (NEW YORK NY)

NY

06/12/2012 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

04/02/2007 - 05/24/2012

LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/30/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Armando Joel Cruz.
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