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Armando G. Roman

Axiom Founders Family Office, Inc.

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About Armando G. Roman

Armando G. Roman is an Investment Advisor Representative with Axiom Founders Family Office, Inc. Roman has been in the financial services industry since 2001. Roman has a Series 7 and Series 66 license. Roman has a bachelor's degree in business administration from the University of Arizona. Roman is also a Certified Public Accountant (CPA). Roman specializes in providing financial planning and portfolio management services to individuals and families. Roman also provides pension consulting services to businesses. Roman is a member of the Arizona Hispanic Chamber of Commerce and the Roman Catholic Diocese of Phoenix Investment Management Committee. Roman is also a member of the Scottsdale Founders Forum, LLC.

Firm Information

Armando Roman is currently registered with Axiom Founders Family Office, Inc.. Axiom Founders Family Office, Inc. is an investment advisor with a focus on financial planning, pension consulting, and portfolio management for individuals and pension and profit-sharing plans. They have a team of 2 licensed agents and investment advisor representatives, managing approximately $29.12 million in assets for 69 clients. The firm serves high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth individuals.

$29.12M

Assets Under Management

5

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Armando Roman’s Registration & Firm History

AZ

05/26/2021 - Present

Axiom Founders Family Office, Inc. (SCOTTSDALE AZ)

AZ

07/26/2006 - 07/01/2021

INDEPENDENT FINANCIAL GROUP, LLC (SCOTTSDALE AZ)

AZ

12/09/2004 - 07/27/2006

J.W. COLE FINANCIAL, INC. (PHOENIX AZ)

TX

10/10/2001 - 12/16/2004

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

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Licenses & Designations

BOTH

Issued 06/14/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Armando G. Roman. Review regulatory record here.
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