Unclaimed
Armand J. Depaul is a financial advisor with over 10 years of experience in the financial services industry. Armand has been registered with LPL Financial LLC since October 2024 and holds both Series 63 and 66 licenses. Previously, Armand has worked with Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company, Incorporated, Wells Fargo Clearing Services, LLC, Berthel, Fisher & Company Financial Services, Inc. and Scottrade, Inc. Armand has a strong background in providing financial advice and investment management to individuals and businesses. Armand is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/02/2024 - Present
LPL Financial LLC (CANFIELD OH)
OH
06/02/2021 - 10/07/2022
AMERIPRISE FINANCIAL SERVICES, LLC (CORTLAND OH)
OH
11/09/2020 - 05/10/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WARREN OH)
OH
04/17/2019 - 10/26/2020
WELLS FARGO CLEARING SERVICES, LLC (CANFIELD OH)
OH
03/05/2018 - 10/09/2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (BOARDMAN OH)
OH
01/08/2014 - 03/08/2018
SCOTTRADE, INC. (YOUNGSTOWN OH)
BOTH
Issued 03/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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