Unclaimed
Armand Del Medico is an Investment Advisor Representative with UBS Financial Services Inc. located in NEW YORK, NY. Armand has been in the financial industry for over 24 years and is licensed to provide financial and investment advice in several states, including California, Colorado, Connecticut, Florida, Illinois, Indiana, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Virginia, and Washington. Armand has passed the Series 66, Series 7, Series 31, and SIE exams. Armand's current firm, UBS Financial Services Inc. is a leading wealth management firm and a subsidiary of UBS Group AG. Armand has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Armand also serves as a Trustee for the Kips Bay Boys and Girls Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/09/2009 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/02/2007 - 01/14/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/13/1999 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
BOTH
Issued 09/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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