Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Armand? Claim Your ProfileArmand Catalla Batocabe has been in the financial industry since 2005. Armand is currently registered with X Capital Advisors LLC. Armand has previously worked with several firms including DALMORE GROUP LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., MUTUAL SERVICE CORPORATION, WACHOVIA SECURITIES, LLC, FIRST UNION BROKERAGE SERVICES, INC., LM CAPITAL SECURITIES, INC. and SOUTH RICHMOND SECURITIES, INC. Armand has a variety of experience in the financial industry, with experience in broker-dealers, investment advisors, and compliance and operations consulting services. Armand is also the President-Owner of ACB Partners LLC, which provides compliance and operations support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Privately managed funds
1
2
NY
11/24/2024 - Present
X Capital Advisors LLC (NEW YORK NY)
NY
10/29/2009 - 11/06/2013
DALMORE GROUP LLC (WOODMERE NY)
FL
08/04/2008 - 10/16/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (DELRAY BEACH FL)
MA
01/12/2005 - 07/21/2008
MUTUAL SERVICE CORPORATION (BOSTON MA)
MO
10/01/2000 - 09/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/24/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
05/09/1994 - 10/27/1997
LM CAPITAL SECURITIES, INC. (WEST PALM BEACH FL)
NA
01/18/1993 - 10/04/1993
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 05/11/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2007
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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