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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arlette? Claim Your ProfileArlette Pol is a financial advisor with over 5 years of experience in the industry. Arlette is currently registered with Morgan Stanley and holds licenses to provide advisory services in Florida and Texas. Arlette has previously worked with Northwestern Mutual Investment Services, LLC and Merrill Lynch. Arlette holds several industry licenses, including the Series 3, Series 7TO, Series 9, Series 10 and Series 66 licenses. Arlette also has experience working as an adjunct college professor and runs an online retail store.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/10/2021 - Present
Morgan Stanley (Boca Raton FL)
FL
03/24/2020 - 06/07/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FT LAUDERDALE FL)
FL
07/31/2019 - 03/10/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
01/22/2019 - 06/14/2019
CETERA INVESTMENT SERVICES LLC (MIAMI FL)
BOTH
Issued 04/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2022
Series 3 - National Commodity Futures Examination
BC
Issued 01/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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