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Arlene Marie Birnbohm

National Financial Services LLC

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About Arlene Marie Birnbohm

Arlene Marie Birnbohm is a financial advisor with National Financial Services LLC. Arlene has been working in the financial services industry since 1992 and has held previous roles at UBS Financial Services Inc., Ladenburg, Thalmann & Co., Inc., and Correspondent Services Corporation. Arlene holds Series 7, 24 and 63 licenses.

Firm Information

Arlene Birnbohm is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arlene Birnbohm’s Registration & Firm History

NJ

01/06/2005 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

06/24/2003 - 02/18/2005

CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)

NJ

03/11/1994 - 07/01/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/02/1991 - 05/25/1993

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arlene Marie Birnbohm.
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