Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arlene? Claim Your ProfileArlene Laurel Valis is a registered representative with Fidelity Brokerage Services LLC, a broker-dealer. Arlene has been in the securities industry since 2008. She is a registered principal and has passed the Series 7, 9, 10 and 63 exams. Arlene has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Arlene is registered in Georgia, Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/14/2011 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
02/28/2000 - 11/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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