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Arlene Klein

T. Rowe Price Investment Services, Inc.

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About Arlene Klein

Arlene Klein is a financial advisor with over 28 years of experience in the industry. Arlene is currently registered with T. Rowe Price Investment Services, Inc. in Maryland. Arlene has held prior roles with BlackRock Investments, LLC, GE Capital Markets, Inc., RBC Capital Markets, LLC, Barclays Capital Inc., Lehman Brothers Inc., Banc of America Securities LLC, Banc of America Investment Services, Inc., Wachovia Securities, LLC and Prudential Securities Incorporated. Arlene holds FINRA Series 7, 24, 79 and SIE licenses.

Firm Information

Arlene Klein is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arlene Klein’s Registration & Firm History

MD

11/14/2023 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

NY

10/23/2017 - 09/07/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

CT

04/16/2015 - 10/16/2017

GE CAPITAL MARKETS, INC. (Norwalk CT)

NY

12/14/2010 - 03/28/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/22/2008 - 12/23/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/09/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/09/2005 - 04/18/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

MA

06/17/2004 - 02/09/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MO

07/01/2003 - 04/13/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

07/08/1993 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arlene Klein.
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