Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arlene? Claim Your ProfileArlene Georgette Babwah is a financial advisor registered with Cuso Financial Services, LP. Arlene has been in the financial services industry since 2002. Arlene holds the Series 7, Series 9, Series 10, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/04/2013 - Present
Cuso Financial Services, LP (RALEIGH NC)
NC
11/28/2005 - 05/25/2011
CUNA BROKERAGE SERVICES, INC. (RALEIGH NC)
WI
02/03/2004 - 04/22/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NC
03/13/2000 - 02/15/2002
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NY
02/08/1999 - 06/01/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/21/1996 - 05/29/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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