Unclaimed
Arlen Richard Klinger is a financial professional with over 23 years of experience in the industry. Currently, Arlen is a Principal at Janney Montgomery Scott LLC, where he has been employed since April 2002. Arlen has a broad range of experience and qualifications, including Series 3, 7, 24, 52, 53, 55, 57, and 63 licenses, as well as the SIE designation. Arlen is also registered with the state of Pennsylvania. Prior to joining Janney Montgomery Scott LLC, Arlen worked at Aubrey G. Lanston & Co., Inc. from September 1999 to July 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
04/26/2002 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NY
09/27/1999 - 07/26/2002
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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