Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arleen? Claim Your ProfileArleen Marie Kelly has been active in the financial industry since February 22, 1999. Arleen is currently registered with Citigroup Global Markets Inc. and is licensed to provide investment advice in New York. Arleen has previously held positions at Citigroup Global Markets Inc., CITICORP SECURITIES SERVICES, INC., AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC, LAVAFLOW, INC. and AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC. Arleen has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/01/2016 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
12/05/2011 - 02/01/2016
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
02/23/1999 - 02/01/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
SC
12/05/2011 - 06/26/2015
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
NY
12/05/2011 - 05/11/2015
LAVAFLOW, INC. (NEW YORK NY)
SC
12/05/2011 - 10/04/2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MT. PLEASANT SC)
BC
Issued 03/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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