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Arkady Ginsburg

Aegis Capital Corp.

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About Arkady Ginsburg

Arkady Ginsburg is a registered representative with Aegis Capital Corp. Arkady is licensed in 43 states and has been in the industry since 2007. Prior to joining Aegis Capital Corp., Arkady worked at Rockwell Securities LLC and S.W. Bach & Company. Arkady offers investment advice and portfolio management services to individuals, businesses and pooled investment vehicles.

Firm Information

Arkady Ginsburg is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arkady Ginsburg’s Registration & Firm History

NY

07/02/2014 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

04/24/2007 - 08/06/2014

ROCKWELL SECURITIES LLC (NEW YORK NY)

NY

12/20/2006 - 03/01/2007

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

BOTH

Issued 01/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Arkady Ginsburg. Review regulatory record here.
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