Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arik? Claim Your ProfileArik Garner is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Dallas, Texas. Arik has been working in the financial services industry since 1996 and has experience working with a variety of clients, including individuals, businesses, corporations, and institutions. Arik specializes in portfolio management, financial planning, and retirement planning. Arik is also a registered representative with FINRA, the Financial Industry Regulatory Authority, and holds the Series 7, Series 63, and SIE licenses. Arik is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/28/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
06/03/2015 - 07/13/2024
J.P. MORGAN SECURITIES LLC (Dallas TX)
LA
11/19/2013 - 05/26/2015
MORGAN STANLEY (BATON ROUGE LA)
NJ
12/04/2009 - 05/21/2013
PERSHING LLC (JERSEY CITY NJ)
TX
06/30/2000 - 11/10/2009
CAPSTONE ASSET PLANNING COMPANY (HOUSTON TX)
TX
08/17/1998 - 11/15/1999
STONEGATE SECURITIES, INC. (DALLAS TX)
NY
12/04/1996 - 08/14/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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