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Arik Botier

Innovation Partners LLC

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About Arik Botier

Arik Botier is a registered representative of Innovation Partners LLC, a firm that provides consulting services to qualified retirement plans, financial planning, and portfolio management for individuals and businesses. Arik has been in the industry since 2000 and has a strong background in securities, with experience at several firms. Arik holds the Series 7, SIE, and Series 63 licenses.

Firm Information

Arik Botier is currently registered with Innovation Partners LLC. Innovation Partners LLC, formed in 2007, is a Limited Liability Company based in Charlotte, NC. The firm provides consulting services to qualified retirement plans, financial planning, pension consulting, and portfolio management for businesses and individuals. They also offer selection of other advisers. Innovation Partners LLC is registered with the SEC and all 50 states.
Innovation Partners LLC

5950 FAIRVIEW ROAD

CHARLOTTE, NC 28210

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting services to qualified retirement plans

Consulting services to qualified retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Recurring fee

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Arik Botier’s Registration & Firm History

NC

02/05/2024 - Present

Innovation Partners LLC (CHARLOTTE NC)

NY

11/18/2022 - 12/13/2023

SIGMA FINANCIAL CORPORATION (Franklin Square NY)

NY

07/17/2020 - 12/02/2022

SECURITIES AMERICA, INC. (Hicksville NY)

NY

03/05/2013 - 07/17/2020

INVESTACORP, INC. (Hicksville NY)

NY

04/28/2004 - 03/26/2013

J.P. TURNER & COMPANY, L.L.C. (UNIONDALE NY)

FL

04/06/2004 - 04/27/2004

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

11/03/2003 - 04/01/2004

EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)

NY

08/06/2002 - 10/31/2002

WORLDCO, L.L.C. (NEW YORK NY)

NY

07/10/2002 - 08/15/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

03/05/2002 - 05/16/2002

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

NY

02/11/2002 - 04/01/2002

PARK CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

05/07/2001 - 11/30/2001

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

11/06/2000 - 11/21/2000

PRESTON LANGLEY ASSET MANAGEMENT, INC. (NEW YORK NY)

NY

03/23/1999 - 10/04/1999

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

11/03/1998 - 12/17/1998

THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)

NY

08/21/1998 - 11/02/1998

TASIN & COMPANY, INC. (HAUPPAUGE NY)

NY

12/19/1997 - 07/08/1998

E. C. CAPITAL, LTD. (MINEOLA NY)

NY

08/19/1997 - 10/20/1997

FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)

NY

11/08/1996 - 09/09/1997

DUKE & CO., INC. (NEW YORK NY)

NY

03/21/1997 - 05/27/1997

H G I (JERICHO NY)

NY

08/08/1996 - 11/25/1996

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 08/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Arik Botier. Review regulatory record here.
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