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Arif Hassan Ahmed

Guggenheim Securities, LLC

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About Arif Hassan Ahmed

Arif Hassan Ahmed is a registered representative with Guggenheim Securities, LLC in New York, NY. Arif has been in the securities industry since September 5, 2014. Arif is licensed to sell securities in New York. Arif has passed the Series 63, Series 79, and SIE exams. Arif's previous employment was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, NY.

Firm Information

Arif Ahmed is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arif Ahmed’s Registration & Firm History

NY

07/30/2018 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

09/01/2014 - 07/25/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arif Hassan Ahmed.
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