Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arielle? Claim Your ProfileArielle Jaffe is a financial advisor with Cetera Investment Advisers LLC. Arielle has over 20 years of experience in the financial services industry and has held positions at several firms, including Ladenburg Thalmann & Co. Inc., SunTrust Investment Services, Inc., and Securities America, Inc. Arielle is registered to provide investment advice in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
FL
07/17/2020 - 01/21/2021
SECURITIES AMERICA, INC. (MIAMI FL)
FL
05/30/2007 - 07/17/2020
INVESTACORP, INC. (MIAMI FL)
FL
03/05/2019 - 12/12/2019
LADENBURG THALMANN & CO. INC. (MIAMI FL)
FL
11/05/2001 - 05/19/2006
SUNTRUST INVESTMENT SERVICES, INC. (MIRAMAR FL)
MO
05/09/2001 - 05/31/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/19/2000 - 05/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
03/22/2000 - 06/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/06/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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