Unclaimed
Arielle Bauer is a financial professional licensed to conduct business in all 52 states and territories. Arielle is currently registered with Lazard Asset Management Securities LLC. Arielle has passed Series 63, Series 31, Series 7TO and SIE exams and has been in the industry since July 16, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2024 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BC
Issued 07/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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