Unclaimed
Ariella Estrella Monahan has been in the financial services industry for over 15 years, beginning her career in 2005. Ariella is currently registered with Assetmark Brokerage, LLC and holds Series 7 and 63 licenses as well as the Securities Industry Essentials Examination (SIE). Ariella has previously been registered with KESTRA Investment Services, LLC, Capital Brokerage Corporation, Assetmark Capital Corporation, and E*TRADE Securities LLC. Prior to her current role, Ariella held positions at KESTRA Investment Services, LLC and Capital Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/03/2018 - Present
Assetmark Brokerage, LLC (CONCORD CA)
MD
03/20/2015 - 10/13/2017
KESTRA INVESTMENT SERVICES, LLC (CHEVY CHASE MD)
CA
04/01/2008 - 07/22/2013
CAPITAL BROKERAGE CORPORATION (PLEASANT HILL CA)
CA
10/12/2006 - 04/01/2008
ASSETMARK CAPITAL CORPORATION (PLEASANT HILL CA)
CA
04/06/2005 - 09/18/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
BC
Issued 04/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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