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Ariel Werner Winiger

SG Americas Securities, LLC

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About Ariel Werner Winiger

Ariel Winiger is a securities professional with over 15 years of experience in the industry. Ariel is currently registered with SG Americas Securities, LLC and holds a variety of licenses and registrations. Ariel is also a registered principal, holding both Series 4 and Series 24 licenses. Previously, Ariel worked with Dresdner Kleinwort Securities LLC. Ariel is registered in all 50 states, the District of Columbia and Puerto Rico.

Firm Information

Ariel Winiger is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ariel Winiger’s Registration & Firm History

NY

10/22/2019 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

11/15/2005 - 01/03/2007

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2020

Series 4 - Registered Options Principal Examination

BC

Issued 12/17/2019

Series 24 - General Securities Principal Examination

BC

Issued 11/10/2021

Series 57TO - Securities Trader Exam

BC

Issued 09/28/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2005

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ariel Werner Winiger.
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