Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariel? Claim Your ProfileAriel Saul Rosero quinteros is a registered representative and investment advisor representative. Ariel is currently affiliated with Prime Capital Financial. Ariel has been in the financial services industry since 2015. Ariel has held the Series 63, Series 7, and Series 65 licenses as well as the SIE designation. Prior to joining Prime Capital Financial, Ariel worked for Legg Mason Investor Services, LLC, and Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
05/10/2024 - Present
Prime Capital Financial (OVERLAND PARK KS)
MD
05/24/2021 - 10/27/2023
GOLDMAN SACHS & CO. LLC (BETHESDA MD)
MD
02/14/2017 - 05/10/2021
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
CT
12/17/2015 - 11/17/2016
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
IA
Issued 05/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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