Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariel? Claim Your ProfileAriel Rodriguez mercado is a financial advisor licensed in Maryland, Virginia and the District of Columbia. Ariel is registered with Northwestern Mutual Investment Services, LLC. Ariel has been in the industry since April 30, 2015. Ariel holds a Series 6, 7, 26 and 63 license. Ariel's previous firm was NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
02/10/2022 - Present
Northwestern Mutual Investment Services, LLC (Frederick MD)
MD
05/01/2015 - 02/09/2022
NYLIFE SECURITIES LLC (BETHESDA MD)
BC
Issued 05/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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