Unclaimed
Ariel Peralta is a registered representative with Blackrock Investment Management, LLC. Ariel has been in the securities industry since January 28, 2011 and is currently registered in 53 states and the District of Columbia. Prior to joining Blackrock Investment Management, LLC, Ariel was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ariel has passed the Series 66, Series 24, Series 10, Series 9, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
08/29/2022 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NJ
01/04/2011 - 08/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ISELIN NJ)
BOTH
Issued 02/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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