Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ariel? Claim Your ProfileAriel Monsivais is a financial advisor associated with Cetera Investment Advisers LLC. Ariel has over 25 years of experience in the financial services industry. Ariel is a Certified Financial Planner™ and holds both Series 7 and Series 66 licenses. Prior to joining Cetera Investment Advisers LLC, Ariel was a financial advisor at LPL Financial LLC. Ariel has a strong understanding of financial planning and investment management and provides services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/29/2023 - Present
Cetera Investment Advisers LLC (Romeoville IL)
IL
05/18/2022 - 10/02/2023
LPL FINANCIAL LLC (JOLIET IL)
IL
05/12/2014 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Romeoville IL)
IL
09/08/2009 - 12/16/2013
LPL FINANCIAL LLC (OAK BROOK IL)
IL
09/21/2000 - 09/08/2009
MUTUAL SERVICE CORPORATION (OAKBROOK IL)
IL
12/15/1999 - 09/11/2000
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
12/18/1997 - 10/09/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NJ
07/13/1995 - 11/21/1997
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
AZ
04/13/1992 - 08/19/1992
FRANKLIN-LORD, INC. (SCOTTSDALE AZ)
BOTH
Issued 06/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ariel Monsivais is the right advisor for you? Invested Better is here to help.
