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Ariel Martin Smiriglio

Pruco Securities, LLC

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About Ariel Martin Smiriglio

Ariel Martin Smiriglio is a financial professional with over 25 years of experience in the industry. Ariel is currently registered with Pruco Securities, LLC in Irvine, CA and has been with the firm since February 2020. Previously, Ariel was a registered representative for Avantax Investment Services, Inc., World Group Securities, Inc., Genworth Financial Securities Corporation, and C. J. M. Planning Corp.. Ariel holds the Series 6, Series 63 and SIE licenses. Ariel specializes in Fixed Annuities, Mutual Funds, Variable Annuities, Life Insurance and Retirement Plans.

Firm Information

Ariel Smiriglio is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ariel Smiriglio’s Registration & Firm History

CA

02/24/2020 - Present

Pruco Securities, LLC (IRVINE CA)

CA

11/02/2007 - 02/12/2020

AVANTAX INVESTMENT SERVICES, INC. (RANCHO CUCAMONGA CA)

CA

07/26/2007 - 10/19/2007

WORLD GROUP SECURITIES, INC. (RANCHO CUCAMONGA CA)

CA

10/24/2005 - 07/26/2007

GENWORTH FINANCIAL SECURITIES CORPORATION (RANCHO CUCAMONGA CA)

NJ

10/29/2002 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

AZ

04/04/2001 - 09/09/2002

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

NJ

09/26/1996 - 03/22/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ariel Martin Smiriglio.
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