Unclaimed
Ariel Lynn Harper is a financial advisor at Raymond James Financial Services Advisors, Inc., where she has been employed since November 2017. Ariel has been in the financial services industry since June 2017. Ariel earned her Series 66 license in March 2018, and her Series 7 in June 2017. Ariel holds a state exam for the Uniform Combined State Law Examination, and her previous employer was Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
03/15/2018 - Present
Raymond James Financial Services Advisors, Inc. (STAUNTON VA)
VA
06/05/2017 - 11/28/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (STAUNTON VA)
BOTH
Issued 03/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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