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Ariel Imas

Kingswood Capital Partners, LLC

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About Ariel Imas

Ariel Imas is a financial professional with over 18 years of experience in the industry. Ariel is currently registered with Kingswood Capital Partners, LLC and is licensed to provide investment advice in 13 states. Ariel has held previous roles with Westpark Capital, Inc., Benchmark Investments, LLC, SW Financial, Eastgate Securities, LLC, Tripoint Global Equities, LLC, Du Pasquier & Co., Inc., Avalon Securities, Ltd., Spencer Clarke LLC, Midtown Partners & Co., LLC, and Kellogg Specialist Group LLC.

Firm Information

Ariel Imas is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ariel Imas’s Registration & Firm History

NY

04/12/2023 - Present

Kingswood Capital Partners, LLC (New York NY)

FL

05/17/2022 - 04/12/2023

WESTPARK CAPITAL, INC. (Miami FL)

NY

10/11/2020 - 05/06/2022

BENCHMARK INVESTMENTS, LLC (New York NY)

NY

10/17/2018 - 10/05/2020

SW FINANCIAL (MELVILLE NY)

NY

10/20/2015 - 10/18/2018

EASTGATE SECURITIES, LLC (new york NY)

NY

09/25/2012 - 10/15/2015

TRIPOINT GLOBAL EQUITIES, LLC (NEW YORK NY)

NY

04/29/2011 - 10/10/2012

DU PASQUIER & CO., INC. (NEW YORK NY)

NY

05/01/2009 - 04/26/2011

AVALON SECURITIES, LTD. (NEW YORK NY)

NY

08/20/2007 - 04/23/2009

SPENCER CLARKE LLC (NEW YORK NY)

FL

11/28/2005 - 08/17/2007

MIDTOWN PARTNERS & CO., LLC (LAND O LAKES FL)

NY

05/16/2005 - 11/01/2005

KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ariel Imas.
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